We Work Together

We pool our knowledge, experience, and skills so we can offer you multi-disciplined perspectives and unparalleled service.

Profile

Jason Beccaris, JD
Chief Planning Officer
Diane Gabianelli, MBA
President and CFO
Brian OKeefe, MBA
Chief Investment Officer
C.J. Rendic, MBA
Chief Executive Officer
Jacob Schutt
Chief Technology Officer
Sangeetha Srinivasan, MBA, CFA
Chief Compliance Officer
Amy Barker, CFA, CFP®
Principal
Kurt Beyer, PhD
Principal
Matthew Clements
Principal
William Clements, JD
Principal
Bruce Edwards
Principal
Knud Gotterup
Principal
C. Lucas Hatch
Principal
Rob Henrich, CFA, CFP®
Principal
Robert Higgins
Principal
Corey Hyde, JD
Principal
Roy Kissin
Principal
Steve Kuriyama MSFS, CFP®
Principal
Victor Liao
Principal
Fritz Linkner, CFA
Principal
Michael Ma, ChFC, CFP®
Principal
Reed Minuth
Principal
Sandra Pierce, CPA, CFP®
Principal
Michael Stephens
Principal
Stacey Blalock
Director
Stephanie Cooper
Wealth Strategist
Joe Fukumoto
Manager
Matthew Kennedy, MBA
Wealth Manager
Wendy Kim
Manager
Mary LaMar
Controller
Mary Meyer
Wealth Strategist
James Mills, Jr.
Wealth Manager
Alyssa Morris, JD
Wealth Manager
Ray Polin, JD, AIF®
Wealth Manager
Joan Schriger
Firm Development Director
Jedd Segrist, JD, CFP®
Senior Wealth Strategist
Elaina Serotte, CDFA
Manager
Roselyn Siino, CFP®
Financial Planner
Sonny Alberto
Associate
Peggy Armbruster
Associate
Benjamin Britton
Associate
Christopher Broderick
Research Associate
Sophia Cadenhead
Associate
Sergio Campos
Associate
Debbie Falzone
Associate
Linda Hirano
Associate
Julianne Jeffrey
Associate
Nathan Kish
Financial Planner
Matthew Kuriyama
Associate
Susan Matejovsky
Associate
Andrea Medakovic
Associate
Leslie Tietz
Office Manager

Sangeetha Srinivasan, MBA, CFA

Chief Compliance Officer
What’s your shtick (favorite hobby, activity or the thing that defines you) ?

A self-professed lover of the sea, my thalassophilia expresses itself through sailing, surfing, snorkeling, and exotic island journeys. When on dry land, I am a cricket tragic and Scottish spirits aficionado who enjoys a quiet afternoon with a book, classic movie, or just a piquant recipe.

Who are your idols and what qualities do you admire ?

Indira Gandhi, Golda Meir, Madame Marie Curie, Diane Greene, and Dame Judi Dench -  Leadership, Determination, Perseverance, Innovation, and High Performance.

Favorite words of Wisdom/ Favorite Quote

'I will have no man on my boat who is not afraid of a whale' - Starbuck the chief mate of Pequod in Moby Dick. Every pursuit needs to balanced with reason and the determination to do the right thing.

What do you like about your job ? What drives you ?

Building business ecosystems which balance performance and growth with responsibility and  sustainability. My ideal business environment is rich with knowledge sharing, multi-dimensional roles, and personal/team challenges which motivate and inspire all.

What achievement are you most proud of?

My perpetual travel: transcending cultures and imbibing that which strengthens, I have come a long way from my home city on India's east coast. Travel is fatal to prejudice, bigotry, and narrow mindedness (courtesy Mark Twain).

About Sangeetha

  • Objective: Sangeetha's goal is to lead financial institutions through growth and regulatory-related change while solving multi-dimensional risk challenges through effective leadership.
  • Snapshot: Sangeetha brings extensive experience in compliance and risk management, strategic transformation, and change management. She enjoys working with intellectually curious teams which thrive in a high performance culture of mentoring, collaboration, and growth.

Experience

  • Managing Director, Enterprise Risk Management at Charles Schwab Corporation: Helped define company-wide compliance and risk management policies and governance. 
  • Senior Manager (Director) in the financial advisory practice of Ernst & Young: Worked with some of the largest Banks, Broker-Dealers, Asset Managers, and diversified large Financial Institutions in charting their compliance journey.
  • Senior Consultant in the Business Consulting division of Infosys: Assisted clients set up complex ERP systems and design future state finance models for their business.

Education

  • London Business School, MBA
  • Chartered Financial Analyst
  • Dehli University, Masters in Finance
  • University of Madras, Bachelor of Commerce

Affiliations & Boards

  • San Francisco Alumni Board, LBS
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